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News tagged with 'Lehman Brothers'

SEC Files Charges Against Lehman Brothers Stockbroker
Posted by Staff Writer
February 25, 2002 12:00 AM

The Securities and Exchange Commission (SEC) filed fraud charges last week against Frank Gruttadauria, the former Lehman Brothers stockbroker accused of stealing millions of dollars from unsuspecting clients. According to the SEC complaint filed in Federal court in Cleveland, Gruttadauria misrepresented the value of a

Lehman Brothers Broker Surrenders
Posted by Staff Writer
February 13, 2002 12:00 AM

A former Lehman Brothers stockbroker accused of stealing millions of dollars from unsuspecting clients turned himself in to authorities with the Federal Bureau of Investigation (FBI) this weekend, ending a one-month manhunt. Frank Gruttadauria, 44, disappeared on January 11 after sending a self-written letter to the F

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